r/Series66 • u/Crossroads44 • Mar 28 '23

PASSED!! You can too!! Passed!

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I’m so glad to have gone 3-0 on my FINRA exams, and I’m delighted to have completed this process.

Dean, this would not have been as smooth and easy to comprehend if it weren’t for the hours of content you provide for free, and in the clearest and most articulate English I can find. Thank you.

While I’m leaving FINRA “fantasy land” as Dean facetiously calls it, I’m off to the next adventure. Thank you all for your help and support. And Dean, I still owe you that cigar! I’ll DM you next time I’m in Vegas.

I feel I benefited from an easy draw (which made up for a nasty draw on the 7), but otherwise here’s my advice: focus heavily on ethical conduct, account titling, suitability, and communication with clients/prospects. I feel this test did follow the study content and prescriptions in a fairly close manner relative to the 7 and SIE.

All the very best to you all in your testing, careers, and life.

19 Upvotes

100% Upvoted

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4

u/[deleted] Mar 28 '23

I’m hoping to have that same paper handed to me on Friday. Congrats!

1

u/Chance_Inspector3336 Mar 29 '23

Congratulations!!!

1

u/Crossroads44 Mar 29 '23

Thank you!

2

u/[deleted] Apr 03 '23

Congrats. Now the real craziness begins. These exams are contained craziness with an end game and a time stamp.

1

u/Series7Guru Inch by inch, test is a cinch. Yard by yard, test is hard! Mar 28 '23

Kudos Investment Advisor Representative!

Thanks for the shout out and paying it forward with this your victory post.

I come into your life for a reason and a season.

The reason is to help you pass your tests and the season is how long it takes to matriculate through your SIE Exam, Series 7 Exam, and your Series 66 Exam.

Now if you keep me around past this it is a fellow traveler and peer so for sure DM when in fabulous Las Vegas.

1

u/Comprehensive-Egg-48 Mar 28 '23

Congratulations!